TL:DR
This is the FIRST time I have seen a FINRA violation for dark pools… Could they be starting to crack down on it? You’ve gotta read this. Newest violation on 3/7/2022 – $2,000,000 fine
Elements of personal-corporate culture
TL:DR
This is the FIRST time I have seen a FINRA violation for dark pools… Could they be starting to crack down on it? You’ve gotta read this. Newest violation on 3/7/2022 – $2,000,000 fine